Join John Larsen as he interviews one of the most preeminent litigators in Utah Mark Pugsley about ponzi schemes and their frequency in Mormon communities.
About this guest: Mark Pugsley’s practice is focused on investment disputes and financial fraud. He has handled securities cases for twenty five years, including civil lawsuits, FINRA arbitrations, IRS, CFTC and SEC whistleblower cases, Ponzi schemes, and receivership litigation including clawback cases.
Mr. Pugsley also frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA). He has handled shareholder disputes, class actions and shareholder derivative actions involving private and publicly-traded companies.
Mr. Pugsley was elected to a three year term as a Commissioner of the Utah State Bar (Third District) in 2018 and is the chair of the Securities Litigation Group at Ray Quinney & Nebeker. He holds active licenses to practice law in Utah and California.
Glad to rediscover your podcast John. My wife was very impressed with the audio quality. No surprise given your experience.
Timely topic and unfortunate given how susceptible we are to ponzi and other faith based scams given our cultural heritage.